U.S. Regulatory Week Ahead

October 23 - 27, 2023

It is going to be a busy week for U.S. financial services regulators.  The Federal Reserve Board meets twice this week to consider two rulemakings: one to consider changes to the Community Reinvestment Act and the second to consider changes to the debt interchange fee.  The biggest news to emerge from the Federal Reserve (and Federal Deposit Insurance Corporation) came late last week when they announced they are extending the comment period on the large bank capital proposal to January 2024.  The proposal has run into a growing storm of opposition from banks and several Fed Governors in an unusual twist.

Also, this week, several Congressional hearings in the House and Senate will focus on terrorism financing and how to better choke off funding to Hamas and other terror organizations.

These hearings occur as U.S. Treasury Undersecretary for Terrorism Finance and Financial Intelligence Brian Nelson travels to Riyadh, Saudi Arabia, and Doha, Qatar, for meetings to further cut off financial assistance to Hamas.  While in Saudi Arabia, Nelson will co-chair a meeting of the Executive Committee of the Terrorist Financing Targeting Center (TFTC), a multilateral body created to strengthen cooperation among seven countries - Bahrain, Kuwait, Oman, Qatar, Saudi Arabia, United Arab Emirates, and the United States - to disrupt terrorist financing networks.

We are also looking to a Wednesday morning event hosted by Capitol Account  (which we think is hands-down the best publication covering financial services policy) and the Bank Policy Institute discussing the “Basel endgame” and the growing battle over capital requirements.  Speakers include Acting Speaker of the House and House Financial Services Chairman Patrick McHenry (which we are sure will mean we will hear as much about the state of chaos in the House of Representatives as capital requirement policy debates) and Gibson, Dunn & Crutcher Partner (and former Labor Secretary) Eugene Scalia.  This should be an exciting event.

Below is the full regulatory calendar as we see it for the coming week.  Please let us know if you have any questions.

U.S. Congressional Hearings

House of Representatives

  • October 24, 10:00 a.m. – the House Financial Services Subcommittee on Capital Markets holds a hearing entitled, "Examining the SEC's Agenda: Unintended Consequences for U.S. Capital Markets and Investors."

  • October 24, 10:00 a.m.– the House Financial Services Subcommittee on Financial Institutions and Monetary Policy holds a hearing entitled, "The Tangled Web of Global Governance: How the Biden Administration is Ceding Authority Over American Financial Regulation"

  • October 24, 10:00 a.m. – the House Financial Services Subcommittee on Housing and Insurance holds a hearing entitled, "The Factors Influencing the High Cost of Insurance for Consumers."

  • October 25, 8:30 a.m. – Capitol Account  (which we think is the best publication out there covering financial services policy) and the Bank Policy Institute hold an event on the regulator’s Basel endgame proposal. Speakers include Acting Speaker of the House and House Financial Services Chairman Patrick McHenry, and Gibson, Dunn & Crutcher Partner Eugene Scalia.

  • October 25, 10:00 a.m. – The House Financial Services Digital Assets, Financial Technology and Inclusion Subcommittee holds a hearing on "Modernizing Financial Services Through Innovation and Competition."

  • October 25, 2:00 p.m. – The House Financial Services National Security, Illicit Finance, and International Financial Institutions Subcommittee holds a hearing on "How America and Its Allies Can Stop Hamas, Hezbollah, and Iran from Evading Sanctions and Financing Terror."

  • October 26, 9:30 a.m. – The House Financial Services Subcommittee on Oversight and Investigations holds a hearing entitled “Moving the Money: Understanding the Iranian Regime’s Access to Money Around the World and How They Use it to Support Terrorism.”

 

U.S. Senate

  • October 24, 3:00 p.m. – The Senate Judiciary Competition Policy, Antitrust, and Consumer Rights Subcommittee holds a hearing on "Examining Competition and Consumer Rights in Housing Markets."

  • October 26, 10:00 a.m. – The Senate Banking Committee will hold a hearing on “Combating the Networks of Illicit Finance and Terrorism.”

 

 

US Regulatory Meetings & Events

 

Federal Reserve Board

 

U.S. Treasury Department

  • October 23 – 26:  U.S. Treasury Undersecretary for Terrorism Finance and Financial Intelligence Brian Nelson will travel to Riyadh, Saudi Arabia, and Doha, Qatar, for meetings seeking to further cut off financial assistance to Hamas.  While in n Saudi Arabia, Under Secretary Nelson will co-chair a meeting of the Executive Committee of the Terrorist Financing Targeting Center (TFTC), a multilateral body created to strengthen cooperation among seven countries - Bahrain, Kuwait, Oman, Qatar, Saudi Arabia, United Arab Emirates, and the United States - to disrupt terrorist financing networks.

 

Securities and Exchange Commission

 

Commodities Futures Trading Commission

  • October 23, 6:00 p.m. – CFTC Commissioner Kristin N. Johnson will join Kevin Werbach, Chairperson and Professor of Legal Studies & Business Ethics at Wharton Business School, for a discussion on regulating digital assets and decentralized finance celebrating the 100-year anniversary of the Academy of Legal Studies in Business.

  • October 24, 9:45 a.m. – CFTC Commissioner Christy Goldsmith Romero will participate on a government panel, "AI Opportunities and Implications for Economic Institutions," at the AWS Gov2Gov Summit on Responsible AI Innovation for the Public Sector being held at the Planet Word Museum in Washington, D.C.

  • October 25, 2:00 p.m. – CFTC Commissioner Caroline D. Pham will speak on a panel at the Center for Strategic and International Studies (CSIS) event, Analyzing the Role of Blockchain Technology in Strengthening Democratic Institutions in Washington, D.C.

  • October 26, 9:00 a.m. – 6:00 p.m. (Madrid, Spain) – CFTC Chairman Rostin Behnam will participate in the Financial Stability Engagement Group discussion at the IOSCO board meeting in Madrid, Spain.

 

Federal Deposit Insurance Corporation

 

Office of the Comptroller of the Currency

  • October 23, 2:30 p.m. PT – OCC Acting Comptroller Michael Hsu will participate in a discussion on banking, cryptocurrency, and financial inclusion with Tracy Alloway, host of the Odd Lots podcast, at Money 20/20 in Las Vegas.

 

Consumer Financial Protection Bureau

  • No events are scheduled for next week.

 

National Credit Union Administration

  • No events are scheduled for next week.

 

Federal Trade Commission & Department of Justice Antitrust Division

  • October 24, 1:00 p.m. – FTC Chair Lina Kahn will give opening remarks at the American Veterinary Medical Association Virtual Veterinary Business and Economic Forum.

 

Farm Credit Administration

  • No events are scheduled for next week.

 

 

Trade Associations & Think Tank Events

Think Tanks

 

Trade Associations

 

Please let us know if you have any questions or would like to be added to our email distribution list.

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